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MIDWESTERN SECURITIES TRADING COMPANY, LLC

dba MIDWESTERN SECURITIES TRADING CO.,LLC · CRD 101080 · Registered Investment Adviser

MIDWESTERN SECURITIES TRADING COMPANY, LLC is a Registered Investment Adviser headquartered in EAST PEORIA, IL. The firm reports $1,984,884,160 in regulatory assets under management across 11,847 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,113,502,995
Non-discretionary$871,381,165
Total RAUM$1,984,884,160
Accounts11,847

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 101080. adviserinfo.sec.gov/firm/summary/101080.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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