Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SALEM INVESTMENT COUNSELORS INC

dba SALEM INVESTMENT COUNSELORS INC · CRD 104855 · Registered Investment Adviser

SALEM INVESTMENT COUNSELORS INC is a Registered Investment Adviser headquartered in WINSTON SALEM, NC. The firm reports $4,188,070,791 in regulatory assets under management across 3,120 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$4,144,465,971
Non-discretionary$43,604,820
Total RAUM$4,188,070,791
Accounts3,120

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 104855. adviserinfo.sec.gov/firm/summary/104855.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.