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GUARDIAN INVESTMENT MANAGEMENT, LLC

dba GUARDIAN INVESTMENT MANAGEMENT · CRD 104935 · Registered Investment Adviser

GUARDIAN INVESTMENT MANAGEMENT, LLC is a Registered Investment Adviser headquartered in TIBURON, CA. The firm reports $310,319,536 in regulatory assets under management across 127 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$263,725,236
Non-discretionary$46,594,300
Total RAUM$310,319,536
Accounts127

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 104935. adviserinfo.sec.gov/firm/summary/104935.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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