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HARTFORD FINANCIAL MANAGEMENT INC

dba HFM WEALTH MANAGEMENT · CRD 105039 · Registered Investment Adviser

HARTFORD FINANCIAL MANAGEMENT INC is a Registered Investment Adviser headquartered in WEST HARTFORD, CT. The firm reports $699,604,643 in regulatory assets under management across 185 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$697,651,541
Non-discretionary$1,953,102
Total RAUM$699,604,643
Accounts185

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105039. adviserinfo.sec.gov/firm/summary/105039.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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