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STACEY BRAUN ASSOCIATES INC

dba STACEY BRAUN ASSOCIATES INC · CRD 105056 · Registered Investment Adviser

STACEY BRAUN ASSOCIATES INC is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $5,500,200,000 in regulatory assets under management across 1,091 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$5,439,700,000
Non-discretionary$60,500,000
Total RAUM$5,500,200,000
Accounts1,091

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105056. adviserinfo.sec.gov/firm/summary/105056.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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