Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

PROFFITT & GOODSON INC.

dba PROFFITT & GOODSON INC. · CRD 105278 · Registered Investment Adviser

PROFFITT & GOODSON INC. is a Registered Investment Adviser headquartered in KNOXVILLE, TN. The firm reports $797,724,935 in regulatory assets under management across 971 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$779,202,839
Non-discretionary$18,522,096
Total RAUM$797,724,935
Accounts971

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105278. adviserinfo.sec.gov/firm/summary/105278.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.