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OXFORD FINANCIAL GROUP, LTD. LLC

dba OXFORD FINANCIAL GROUP, LTD · CRD 105303 · Registered Investment Adviser

Custody via related personManages private funds

OXFORD FINANCIAL GROUP, LTD. LLC is a Registered Investment Adviser headquartered in CARMEL, IN. The firm reports $23,330,849,733 in regulatory assets under management across 6,593 accounts, and manages 48 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$11,539,687,295
Non-discretionary$11,791,162,438
Total RAUM$23,330,849,733
Accounts6,593

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105303. adviserinfo.sec.gov/firm/summary/105303.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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