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NEEDHAM R B ADVISORY CORP

dba NEEDHAM ADVISORY CORPORATION · CRD 105378 · Registered Investment Adviser

NEEDHAM R B ADVISORY CORP is a Registered Investment Adviser headquartered in NORTH ANDOVER, MA. The firm reports $102,400,806 in regulatory assets under management across 244 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$80,131,974
Non-discretionary$22,268,832
Total RAUM$102,400,806
Accounts244

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105378. adviserinfo.sec.gov/firm/summary/105378.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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