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BNP PARIBAS ASSET MANAGEMENT USA, INC.

dba BNP PARIBAS ASSET MANAGEMENT USA, INC. · CRD 105455 · Registered Investment Adviser

Criminal disclosureRegulatory disclosureManages private funds

BNP PARIBAS ASSET MANAGEMENT USA, INC. is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $48,436,178,147 in regulatory assets under management across 73 accounts, and manages 1 private fund(s). It reports 6 Form ADV Item 11 disciplinary disclosure(s) (Criminal, Regulatory).

Regulatory assets under management

Discretionary$48,222,498,260
Non-discretionary$213,679,887
Total RAUM$48,436,178,147
Accounts73

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 6 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)Yes
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105455. adviserinfo.sec.gov/firm/summary/105455.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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