Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

GARRISON BRADFORD & ASSOCIATES INC

dba GARRISON BRADFORD & ASSOCIATES INC · CRD 105603 · Registered Investment Adviser

GARRISON BRADFORD & ASSOCIATES INC is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $138,342,991 in regulatory assets under management across 96 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$138,342,991
Non-discretionary$0
Total RAUM$138,342,991
Accounts96

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105603. adviserinfo.sec.gov/firm/summary/105603.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.