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YOUNG RICHARD C & CO LTD

dba YOUNG RICHARD C & CO LTD · CRD 105866 · Registered Investment Adviser

YOUNG RICHARD C & CO LTD is a Registered Investment Adviser headquartered in NEWPORT, RI. The firm reports $1,801,392,887 in regulatory assets under management across 2,042 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,801,392,887
Non-discretionary$0
Total RAUM$1,801,392,887
Accounts2,042

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105866. adviserinfo.sec.gov/firm/summary/105866.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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