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DANA INVESTMENT ADVISORS INC

dba DANA INVESTMENT ADVISORS INC · CRD 105879 · Registered Investment Adviser

DANA INVESTMENT ADVISORS INC is a Registered Investment Adviser headquartered in WAUKESHA, WI. The firm reports $6,076,522,387 in regulatory assets under management across 3,979 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$5,520,702,623
Non-discretionary$555,819,764
Total RAUM$6,076,522,387
Accounts3,979

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105879. adviserinfo.sec.gov/firm/summary/105879.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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