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NEW ENGLAND ASSET MANAGEMENT, INC.

dba NEW ENGLAND ASSET MANAGEMENT, INC. · CRD 105900 · Registered Investment Adviser

Manages private funds

NEW ENGLAND ASSET MANAGEMENT, INC. is a Registered Investment Adviser headquartered in FARMINGTON, CT. The firm reports $111,718,023,582 in regulatory assets under management across 1,001 accounts, and manages 3 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$87,309,518,834
Non-discretionary$24,408,504,748
Total RAUM$111,718,023,582
Accounts1,001

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105900. adviserinfo.sec.gov/firm/summary/105900.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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