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KLINGENSTEIN, FIELDS & CO., L.P.

dba KLINGENSTEIN FIELDS ADVISORS · CRD 105907 · Registered Investment Adviser

Custody via related personManages private funds

KLINGENSTEIN, FIELDS & CO., L.P. is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $4,698,833,301 in regulatory assets under management across 1,309 accounts, and manages 12 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$3,967,042,588
Non-discretionary$731,790,713
Total RAUM$4,698,833,301
Accounts1,309

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 105907. adviserinfo.sec.gov/firm/summary/105907.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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