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HORIZON KINETICS ASSET MANAGEMENT LLC

dba HORIZON KINETICS ASSET MANAGEMENT LLC · CRD 106096 · Registered Investment Adviser

Custody via related personManages private funds

HORIZON KINETICS ASSET MANAGEMENT LLC is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $9,614,045,104 in regulatory assets under management across 2,223 accounts, and manages 22 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$9,457,679,101
Non-discretionary$156,366,003
Total RAUM$9,614,045,104
Accounts2,223

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 106096. adviserinfo.sec.gov/firm/summary/106096.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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