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SAGE ADVISORY SERVICES LTD CO

dba SAGE ADVISORY SERVICES LTD CO · CRD 106236 · Registered Investment Adviser

SAGE ADVISORY SERVICES LTD CO is a Registered Investment Adviser headquartered in AUSTIN, TX. The firm reports $28,427,771,682 in regulatory assets under management across 14,363 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$28,285,477,903
Non-discretionary$142,293,779
Total RAUM$28,427,771,682
Accounts14,363

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 106236. adviserinfo.sec.gov/firm/summary/106236.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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