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WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS

dba WALKER FINANCIAL ADVISORS INC · CRD 106268 · Registered Investment Adviser

WALKER FINANCIAL ADVISORS, INC. DBA CALIFORNIA 457 BENEFITS is a Registered Investment Adviser headquartered in MISSION VIEJO, CA. The firm reports $233,284,348 in regulatory assets under management across 348 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$201,050,995
Non-discretionary$32,233,353
Total RAUM$233,284,348
Accounts348

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 106268. adviserinfo.sec.gov/firm/summary/106268.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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