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ATHENA INVESTMENT MANAGEMENT

dba ATHENA INVESTMENT MANAGEMENT · CRD 106542 · Registered Investment Adviser

Custody via related person

ATHENA INVESTMENT MANAGEMENT is a Registered Investment Adviser. The firm reports $342,122,662 in regulatory assets under management across 399 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$341,411,210
Non-discretionary$711,452
Total RAUM$342,122,662
Accounts399

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 106542. adviserinfo.sec.gov/firm/summary/106542.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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