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TCW INVESTMENT MANAGEMENT COMPANY LLC

dba TCW INVESTMENT MANAGEMENT COMPANY LLC · CRD 106546 · Registered Investment Adviser

TCW INVESTMENT MANAGEMENT COMPANY LLC is a Registered Investment Adviser headquartered in LOS ANGELES, CA. The firm reports $38,819,514,389 in regulatory assets under management across 4,982 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$38,819,514,389
Non-discretionary$0
Total RAUM$38,819,514,389
Accounts4,982

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 106546. adviserinfo.sec.gov/firm/summary/106546.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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