Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

FINANCIAL ASSET MANAGEMENT CORP

dba FINANCIAL ASSET MANAGEMENT CORP · CRD 106643 · Registered Investment Adviser

FINANCIAL ASSET MANAGEMENT CORP is a Registered Investment Adviser headquartered in CHAPPAQUA, NY. The firm reports $436,155,418 in regulatory assets under management across 846 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$387,613,070
Non-discretionary$48,542,348
Total RAUM$436,155,418
Accounts846

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 106643. adviserinfo.sec.gov/firm/summary/106643.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.