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PROFESSIONAL FINANCIAL ADVISORS INC

dba TGS FINANCIAL ADVISORS · CRD 107289 · Registered Investment Adviser

PROFESSIONAL FINANCIAL ADVISORS INC is a Registered Investment Adviser headquartered in RADNOR, PA. The firm reports $425,986,789 in regulatory assets under management across 1,222 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$421,272,260
Non-discretionary$4,714,529
Total RAUM$425,986,789
Accounts1,222

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 107289. adviserinfo.sec.gov/firm/summary/107289.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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