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TCI WEALTH ADVISORS, INC.

dba TCI WEALTH ADVISORS, INC. · CRD 107373 · Registered Investment Adviser

TCI WEALTH ADVISORS, INC. is a Registered Investment Adviser headquartered in TUCSON, AZ. The firm reports $5,368,062,519 in regulatory assets under management across 11,863 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$5,345,599,019
Non-discretionary$22,463,500
Total RAUM$5,368,062,519
Accounts11,863

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 107373. adviserinfo.sec.gov/firm/summary/107373.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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