Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SYM FINANCIAL CORPORATION

dba SYM FINANCIAL ADVISORS · CRD 107517 · Registered Investment Adviser

SYM FINANCIAL CORPORATION is a Registered Investment Adviser headquartered in WINONA LAKE, IN. The firm reports $5,813,231,190 in regulatory assets under management across 6,673 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$5,138,201,003
Non-discretionary$675,030,187
Total RAUM$5,813,231,190
Accounts6,673

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 107517. adviserinfo.sec.gov/firm/summary/107517.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.