Federal Data HubSEC Form ADV · JSON · SEC IAPD ↗

GS INVESTMENTS, INC.

dba GS INVESTMENT INC · CRD 107782 · Registered Investment Adviser

GS INVESTMENTS, INC. is a Registered Investment Adviser headquartered in EAGAN, MN. The firm reports $276,611,065 in regulatory assets under management across 169 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$274,773,688
Non-discretionary$1,837,377
Total RAUM$276,611,065
Accounts169

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 107782. adviserinfo.sec.gov/firm/summary/107782.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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