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PARK PLACE CAPITAL CORPORATION

dba PARK PLACE CAPITAL CORPORATION · CRD 107952 · Registered Investment Adviser

PARK PLACE CAPITAL CORPORATION is a Registered Investment Adviser headquartered in HOMEWOOD, AL. The firm reports $879,223,964 in regulatory assets under management across 609 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$865,363,275
Non-discretionary$13,860,689
Total RAUM$879,223,964
Accounts609

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 107952. adviserinfo.sec.gov/firm/summary/107952.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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