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CFG WEALTH MANAGEMENT SERVICES INC

dba CFG WEALTH MANAGEMENT SERVICES INC · CRD 108351 · Registered Investment Adviser

Custody via related person

CFG WEALTH MANAGEMENT SERVICES INC is a Registered Investment Adviser headquartered in INDIANAPOLIS, IN. The firm reports $110,201,914 in regulatory assets under management across 202 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$110,201,914
Non-discretionary$0
Total RAUM$110,201,914
Accounts202

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 108351. adviserinfo.sec.gov/firm/summary/108351.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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