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ESSEX LLC

dba ESSEX LLC · CRD 108352 · Registered Investment Adviser

ESSEX LLC is a Registered Investment Adviser headquartered in DEER PARK, IL. The firm reports $649,327,632 in regulatory assets under management across 2,294 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$618,848,303
Non-discretionary$30,479,329
Total RAUM$649,327,632
Accounts2,294

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 108352. adviserinfo.sec.gov/firm/summary/108352.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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