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HUMMER FINANCIAL ADVISORY SERVICES INC

dba HUMMER FINANCIAL ADVISORY SERVICES INC · CRD 108550 · Registered Investment Adviser

HUMMER FINANCIAL ADVISORY SERVICES INC is a Registered Investment Adviser. The firm reports $196,051,445 in regulatory assets under management across 37 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$196,051,445
Non-discretionary$0
Total RAUM$196,051,445
Accounts37

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 108550. adviserinfo.sec.gov/firm/summary/108550.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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