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STERLING FINANCIAL PLANNING INC

dba STERLING FINANCIAL PLANNING INC · CRD 108664 · Registered Investment Adviser

STERLING FINANCIAL PLANNING INC is a Registered Investment Adviser headquartered in SPARTA, NJ. The firm reports $760,762,843 in regulatory assets under management across 1,639 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$487,530,839
Non-discretionary$273,232,004
Total RAUM$760,762,843
Accounts1,639

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 108664. adviserinfo.sec.gov/firm/summary/108664.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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