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HOFFMAN ALAN NATHAN

dba HOFFMAN, ALAN N. INVESTMENT MANAGEMENT · CRD 109454 · Registered Investment Adviser

HOFFMAN ALAN NATHAN is a Registered Investment Adviser. The firm reports $183,357,629 in regulatory assets under management across 137 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$183,357,629
Non-discretionary$0
Total RAUM$183,357,629
Accounts137

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 109454. adviserinfo.sec.gov/firm/summary/109454.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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