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ULLAND INVESTMENT ADVISORS, LLC

dba ULLAND INVESTMENT ADVISORS, LLC · CRD 109610 · Registered Investment Adviser

Civil/Other disclosureCustody via related person

ULLAND INVESTMENT ADVISORS, LLC is a Registered Investment Adviser headquartered in MINNEAPOLIS, MN. The firm reports $442,901,942 in regulatory assets under management across 211 accounts. It reports 1 Form ADV Item 11 disciplinary disclosure(s) (Civil/Other).

Regulatory assets under management

Discretionary$442,901,942
Non-discretionary$0
Total RAUM$442,901,942
Accounts211

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 1 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)—
Regulatory (11C–11F)—
Civil / Other (11G / 11H)Yes

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 109610. adviserinfo.sec.gov/firm/summary/109610.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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