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JOHN MOORE & ASSOCIATES INC

dba JOHN MOORE & ASSOCIATES INC · CRD 109791 · Registered Investment Adviser

Custody via related person

JOHN MOORE & ASSOCIATES INC is a Registered Investment Adviser headquartered in ALBUQUERQUE, NM. The firm reports $1,028,769,091 in regulatory assets under management across 2,683 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$828,828,354
Non-discretionary$199,940,737
Total RAUM$1,028,769,091
Accounts2,683

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 109791. adviserinfo.sec.gov/firm/summary/109791.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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