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MAI CAPITAL MANAGEMENT, LLC

dba MAI CAPITAL MANAGEMENT, LLC · CRD 109807 · Registered Investment Adviser

Custody via related personManages private funds

MAI CAPITAL MANAGEMENT, LLC is a Registered Investment Adviser headquartered in CLEVELAND, OH. The firm reports $52,101,252,111 in regulatory assets under management across 48,547 accounts, and manages 33 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$35,662,067,009
Non-discretionary$16,439,185,102
Total RAUM$52,101,252,111
Accounts48,547

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 109807. adviserinfo.sec.gov/firm/summary/109807.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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