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COMPAK ASSET MANAGEMENT

dba COMPAK ASSET MANAGEMENT · CRD 109930 · Registered Investment Adviser

COMPAK ASSET MANAGEMENT is a Registered Investment Adviser headquartered in NEWPORT BEACH, CA. The firm reports $1,516,923,776 in regulatory assets under management across 2,939 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,494,984,036
Non-discretionary$21,939,740
Total RAUM$1,516,923,776
Accounts2,939

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 109930. adviserinfo.sec.gov/firm/summary/109930.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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