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WINCH ADVISORY SERVICES, LLC

dba WINCH FINANCIAL · CRD 110194 · Registered Investment Adviser

WINCH ADVISORY SERVICES, LLC is a Registered Investment Adviser headquartered in APPLETON, WI. The firm reports $580,178,144 in regulatory assets under management across 2,323 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$580,178,144
Non-discretionary$0
Total RAUM$580,178,144
Accounts2,323

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 110194. adviserinfo.sec.gov/firm/summary/110194.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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