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ANDERSON GRIGGS & COMPANY, INC.

dba ANDERSON GRIGGS INVESTMENTS · CRD 110313 · Registered Investment Adviser

Custody via related person

ANDERSON GRIGGS & COMPANY, INC. is a Registered Investment Adviser headquartered in ROCK HILL, SC. The firm reports $133,610,533 in regulatory assets under management across 331 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$133,610,533
Non-discretionary$0
Total RAUM$133,610,533
Accounts331

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 110313. adviserinfo.sec.gov/firm/summary/110313.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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