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PERSONAL CHOICE FINANCIAL ADVISORS, LLC

dba FINANCIAL ROUNDS · CRD 110384 · Registered Investment Adviser

PERSONAL CHOICE FINANCIAL ADVISORS, LLC is a Registered Investment Adviser headquartered in CINCINNATI, OH. The firm reports $211,334,500 in regulatory assets under management across 610 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$206,116,092
Non-discretionary$5,218,408
Total RAUM$211,334,500
Accounts610

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 110384. adviserinfo.sec.gov/firm/summary/110384.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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