Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

CHARLES FISH INVESTMENTS, INC.

dba CHARLES FISH INVESTMENTS, INC. · CRD 110445 · Registered Investment Adviser

CHARLES FISH INVESTMENTS, INC. is a Registered Investment Adviser headquartered in IRVINE, CA. The firm reports $331,331,810 in regulatory assets under management across 46 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$331,331,810
Non-discretionary$0
Total RAUM$331,331,810
Accounts46

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 110445. adviserinfo.sec.gov/firm/summary/110445.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.