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S&A FINANCIAL SERVICES, INC.

dba S&A FINANCIAL SERVICES, INC. · CRD 110471 · Registered Investment Adviser

S&A FINANCIAL SERVICES, INC. is a Registered Investment Adviser headquartered in OVERLAND PARK, KS. The firm reports $392,271,325 in regulatory assets under management across 1,884 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$361,061,212
Non-discretionary$31,210,113
Total RAUM$392,271,325
Accounts1,884

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 110471. adviserinfo.sec.gov/firm/summary/110471.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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