Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

MH & ASSOCIATES SECURITIES MANAGEMENT CORP

dba MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION · CRD 110516 · Registered Investment Adviser

MH & ASSOCIATES SECURITIES MANAGEMENT CORP is a Registered Investment Adviser headquartered in CARLSBAD, CA. The firm reports $150,527,167 in regulatory assets under management across 152 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$141,168,887
Non-discretionary$9,358,280
Total RAUM$150,527,167
Accounts152

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 110516. adviserinfo.sec.gov/firm/summary/110516.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.