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RAMIREZ ASSET MANAGEMENT, INC.

dba RAMIREZ ASSET MANAGEMENT, INC. · CRD 110637 · Registered Investment Adviser

Custody via related personManages private funds

RAMIREZ ASSET MANAGEMENT, INC. is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $12,269,846,700 in regulatory assets under management across 768 accounts, and manages 5 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$12,269,846,700
Non-discretionary$0
Total RAUM$12,269,846,700
Accounts768

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 110637. adviserinfo.sec.gov/firm/summary/110637.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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