Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

LEGACY CAPITAL GROUP CALIFORNIA, INC.

dba LEGACY CAPITAL GROUP CALIFORNIA, INC. · CRD 111436 · Registered Investment Adviser

Custody via related person

LEGACY CAPITAL GROUP CALIFORNIA, INC. is a Registered Investment Adviser headquartered in LOS GATOS, CA. The firm reports $535,737,470 in regulatory assets under management across 1,763 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$535,737,470
Non-discretionary$0
Total RAUM$535,737,470
Accounts1,763

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 111436. adviserinfo.sec.gov/firm/summary/111436.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.