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AEGIS FINANCIAL CORPORATION

dba AEGIS FINANCIAL CORPORATION · CRD 111587 · Registered Investment Adviser

AEGIS FINANCIAL CORPORATION is a Registered Investment Adviser headquartered in MCLEAN, VA. The firm reports $1,367,476,939 in regulatory assets under management across 67 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,367,476,939
Non-discretionary$0
Total RAUM$1,367,476,939
Accounts67

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 111587. adviserinfo.sec.gov/firm/summary/111587.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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