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STERLING GROUP WEALTH MANAGEMENT, LLC

dba THE STERLING GROUP · CRD 111782 · Registered Investment Adviser

STERLING GROUP WEALTH MANAGEMENT, LLC is a Registered Investment Adviser headquartered in PASADENA, CA. The firm reports $471,344,505 in regulatory assets under management across 876 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$471,344,505
Non-discretionary$0
Total RAUM$471,344,505
Accounts876

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 111782. adviserinfo.sec.gov/firm/summary/111782.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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