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EPSILON FINANCIAL GROUP, INC.

dba EPSILON FINANCIAL GROUP, INC. · CRD 111990 · Registered Investment Adviser

EPSILON FINANCIAL GROUP, INC. is a Registered Investment Adviser headquartered in FAIRFIELD, CA. The firm reports $626,099,465 in regulatory assets under management across 434 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$612,762,793
Non-discretionary$13,336,672
Total RAUM$626,099,465
Accounts434

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 111990. adviserinfo.sec.gov/firm/summary/111990.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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