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DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA

dba DOBSON ASSET MANAGEMENT · CRD 112079 · Registered Investment Adviser

DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA is a Registered Investment Adviser headquartered in PETALUMA, CA. The firm reports $217,825,022 in regulatory assets under management across 395 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$216,437,595
Non-discretionary$1,387,427
Total RAUM$217,825,022
Accounts395

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 112079. adviserinfo.sec.gov/firm/summary/112079.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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