Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

STERLING ASSET MANAGEMENT CO INC

dba STERLING ASSET MANAGEMENT CO INC · CRD 112825 · Registered Investment Adviser

STERLING ASSET MANAGEMENT CO INC is a Registered Investment Adviser. The firm reports $86,984,404 in regulatory assets under management across 65 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$86,984,404
Non-discretionary$0
Total RAUM$86,984,404
Accounts65

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 112825. adviserinfo.sec.gov/firm/summary/112825.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.