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FIRST ASSOCIATED INVESTMENT ADVISORS, INC.

dba FIRST ASSOCIATED INVESTMENT ADVISORS, INC. · CRD 113086 · Registered Investment Adviser

FIRST ASSOCIATED INVESTMENT ADVISORS, INC. is a Registered Investment Adviser headquartered in DULUTH, MN. The firm reports $52,183,383 in regulatory assets under management across 1 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$52,183,383
Non-discretionary$0
Total RAUM$52,183,383
Accounts1

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 113086. adviserinfo.sec.gov/firm/summary/113086.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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