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STRATEGIC PLANNING GROUP, LLC

dba STRATEGIC PLANNING GROUP · CRD 113844 · Registered Investment Adviser

Criminal disclosure

STRATEGIC PLANNING GROUP, LLC is a Registered Investment Adviser headquartered in BOUNTIFUL, UT. The firm reports $910,256,041 in regulatory assets under management across 4,663 accounts. It reports 1 Form ADV Item 11 disciplinary disclosure(s) (Criminal).

Regulatory assets under management

Discretionary$910,256,041
Non-discretionary$0
Total RAUM$910,256,041
Accounts4,663

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 1 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)Yes
Regulatory (11C–11F)—
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 113844. adviserinfo.sec.gov/firm/summary/113844.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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