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PARAMETRIC PORTFOLIO ASSOCIATES LLC

dba PARAMETRIC PORTFOLIO ASSOCIATES · CRD 114310 · Registered Investment Adviser

Regulatory disclosureCustody via related personManages private funds

PARAMETRIC PORTFOLIO ASSOCIATES LLC is a Registered Investment Adviser headquartered in SEATTLE, WA. The firm reports $684,777,137,029 in regulatory assets under management across 240,280 accounts, and manages 12 private fund(s). It reports 3 Form ADV Item 11 disciplinary disclosure(s) (Regulatory).

Regulatory assets under management

Discretionary$643,886,790,286
Non-discretionary$40,890,346,743
Total RAUM$684,777,137,029
Accounts240,280

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 3 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)—
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 114310. adviserinfo.sec.gov/firm/summary/114310.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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